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Forex Complains
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Tag: Fine
FCA Fines Former Chief Executive of Carillion £237 000
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First Prudential Markets fined €100,000 by CySEC
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FINRA Fines BNP Paribas Securities Corp $125,000
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CySEC Fines FXNet €225,000
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J.P. Morgan SE fined €45 million by BaFin
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FCA Fines Advisor £100k and Bans Him for Insider Dealing
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FINRA Fines CIBC World Markets Corp $425,000 for Rule Violations
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Vision Financial Markets Fined $250,000 by FINRA
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Barclays Capital to Pay $150,000 Fine for Violating FINRA Rules
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Hong Kong SFC fines UBS $8 million
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