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FINRA Fines Alpaca Securities $300,000 for Alleged Reporting Omissions

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FCA Fines Former Chief Executive of Carillion £237 000

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First Prudential Markets fined €100,000 by CySEC

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FINRA Fines BNP Paribas Securities Corp $125,000

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CySEC Fines FXNet €225,000

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J.P. Morgan SE fined €45 million by BaFin

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FCA Fines Advisor £100k and Bans Him for Insider Dealing

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FINRA Fines CIBC World Markets Corp $425,000 for Rule Violations

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Vision Financial Markets Fined $250,000 by FINRA

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Barclays Capital to Pay $150,000 Fine for Violating FINRA Rules

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