Home Forex Complains
Italy’s Companies and Exchange Commission (CONSOB) has announced that it has ordered the blocking of access from Italian territory to five more unauthorized investment websites. They include: 4capital.io of GrouPolo; global-investousfx.com of Globalinvestous; tradebaionics.com of Tradebaionics; tradon.pro of Ingenue Consulting LLC, and unionsmarket.group of Bodacious Consulting LLC. CONSOB has the right to order Internet...
The Cyprus Securities and Exchange Commission (CySEC) informs investors that Binarium Ltd and its related websites have not been authorized to provide investment services and / or carry out investment activities as required by law. CySEC urges investors to consult its website (www.cysec.gov.cy) and verify that the company they intend to do business with is licensed.
Italy’s Companies and Exchange Commission (CONSOB) has announced that it has continued to block access from Italian territory to 5 more unauthorized financial websites. They include: infinity4x.io of Infinity4X, invmb.com of MBInvest, galantrade.com of Vigo and Co LLC, gladiolustox.com of Gladiolu Stox Markets Ltd, and globecfd.com of Globecfds. CONSOB has the right to order...
The Cyprus Securities and Exchange Commission (CySEC) has announced that it has fined BrokerCreditService (Cyprus) Limited EUR 10,000 for non-compliance with the Market Abuse Regulation. According to the regulatory body, the company, which operates via the bcscyprus.com website, has not established effective mechanisms and systems for detecting suspicious transactions leading to doubts of insider dealing.
Italy’s Companies and Exchange Commission (CONSOB) has announced that it has ordered the blocking of access from Italian territory to five more unauthorized investment websites. They include: alphaforex.eu of FX Publications, INC; bitaliana.com of Bitaliana; morganfxcapital.com of Preqster Ltd; tradingbloom.com of Bloomb Trading Facility BV and xtbinvesting.com of Xtbinvesting. CONSOB has the right to...
The Cyprus Securities and Exchange Commission (CySEC) has announced that it has fined Capital Com SV Investments Ltd, the operator of online trading brand Capital.com, EUR 10,000 for non-compliance. The company has informed CySEC with delay about suspicious transactions and orders that may constitute insider dealing.
The Australian Securities and Investments Commission (ASIC) has issued a warning about an increase in investment fraud committed by scammers posing as companies or financial investment firms. Scammers often make contact through email accounts in Gmail and Outlook. The contact details of the fraudsters do not match the information published on the website of the legitimate company....
US lawmakers have launched an investigation into Credit Suisse Group AG's compliance with sanctions against Russia's invasion of Ukraine and have asked the Swiss bank to provide any information related to it, according to a Wall Street Journal report.
Italy’s Companies and Exchange Commission (CONSOB) has announced that it has continued to block access from Italian territory to 6 more unauthorized financial websites. They include: alphatradeplus.com of AlphaTradeplus, cornerfxtrade24.co of Cornerfxtrade24, cryptoifx.com of CryptoIFX Ltd, empirefxm.com of FT Global Financial Ltd, tradingtech.io and aceinvesting.io of Eudaimon Consultind LLC. CONSOB has the right to...
Andrew J. Feist, a former AML Compliance Officer at Interactive Brokers, agreed to a USD 25,000 fine and a two-month suspension as part of an agreement with the Financial Industry Regulatory Authority (FINRA). From January 2013 to August 2018, he failed to create and implement a reasonably designed anti-money laundering (AML) program in the company, violating several...