Vision Financial Markets Fined $250,000 by FINRA 

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Vision Financial Markets LLC agreed to a $250,000 fine and reprimand in a settlement with FINRA for inaccurately calculating reserves on client and proprietary accounts from April 2020 to November 2022, which resulted in underfunding of reserves, inaccurate records, and misreporting, in violation of the Securities and Exchange Act and certain FINRA rules. Vision also failed to maintain adequate supervisory systems for reserve compliance over the past 5 years. 

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